Litigation Support & Forensic Trading Process Review

Expert Witness & Forensic Trading Analysis for Futures Market Disputes

Independent Futures Market Structure & Risk Governance Analysis

A professional division of Global Market Raiders LLC providing independent litigation support and forensic analysis.

Global Market Raiders LLC provides independent forensic analysis of futures trading activity, including trading process reconstruction, market structure alignment, and risk governance in litigation matters involving futures and active trading accounts. Work focuses on structural reasonableness and decision-making consistency given prevailing market conditions.

Richard O. Zamora III, CMT
Chartered Market Technician (CMT)
Founder & Principal, Global Market Raiders LLC
(Registered Commodity Trading Advisor – National Futures Association; Registered Investment Adviser – State of Texas)
Available for expert witness engagements, forensic trading analysis, and litigation support nationwide.
Download

Expert Profile (PDF) — credentials, scope, methodology, and engagement structure (one page).

Download Expert Profile (PDF)

Scope of Analysis

Engagements focus on whether trading decisions were structurally reasonable given market regime, stated strategy parameters, and risk controls. Analysis centers on process rather than performance prediction.

  • Market regime assessment (directional vs rotational conditions)
  • Strategy behavior alignment with market environment
  • Participation validity analysis
  • Exposure and risk governance review (position sizing, drawdown controls)
  • Decision process reconstruction (conditions → actions → outcomes)
  • Consistency between disclosures, stated rules, and execution behavior

Typical Matters

  • Futures account disputes
  • Unsuitable strategy allegations
  • Churning / excessive trading claims
  • Risk disclosure disputes
  • Trading system or signal misrepresentation
  • Investor–advisor conflicts involving derivatives

Representative Engagement Topics

The following categories illustrate the types of analytical questions and disputes commonly evaluated in forensic trading analysis engagements.

  • Futures trading system misrepresentation
  • Strategy–market structure mismatch
  • Risk escalation and drawdown governance failures
  • Broker trading conduct analysis
  • Suitability and risk governance analysis
  • Trading process reconstruction from account records
  • Strategy disclosure vs execution behavior review

Expert Witness Services

Richard O. Zamora III, CMT provides expert witness services in matters involving futures trading, trading system behavior, and market structure analysis.

Engagements may include:

  • forensic trading analysis
  • trading strategy evaluation
  • market structure interpretation
  • risk exposure and drawdown analysis
  • expert reports and testimony
  • FINRA arbitration and securities litigation support

Methodological Framework

Analysis follows a structured sequence grounded in market structure, strategy behavior, and risk governance evaluation.

  • Context: market structure and prevailing regime conditions
  • Structure: validity of participation given the environment
  • Behavior: strategy application and decision consistency
  • Exposure: position sizing, escalation patterns, and drawdown governance

Forensic Trading Analysis Workflow

Case Intake
↓
Materials Reviewed
↓
Market Structure Analysis
↓
Strategy Behavior Evaluation
↓
Risk Exposure Review
↓
Trade Pattern Reconstruction
↓
Findings
↓
Expert Opinion

Engagement Structure

Engagement begins with a conflict check and preliminary intake discussion. Scope, deliverables, and timelines are defined in writing prior to substantive review.

Global Market Raiders LLC does not manage client accounts. Advisory services, if separately requested, are provided under a distinct written engagement consistent with applicable regulatory requirements.

Attorney Inquiry

To discuss a matter, please provide instrument type, time period involved, jurisdiction, and available records.

Email: rzamora@globalmarketraiders.com
Website: www.globalmarketraiders.com

Expert Profile (PDF):

Download Expert Profile (PDF)

Subject line suggestion: “Forensic Review — Litigation Support Inquiry”

Litigation Context Notice:
This page is intended for attorney inquiries and litigation support. Trading education disclaimers appearing below apply to separate educational materials and are not specific to litigation services.
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To initiate a discussion or request a preliminary assessment, please submit your matter through the attorney inquiry form. This structured intake process ensures appropriate review and timely follow-up.
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Please do not submit privileged, confidential, or sensitive documents through this form. A formal engagement and secure document process will be established if appropriate.
This inquiry path is intended exclusively for litigation support matters and is separate from trading education services.